Expertise 05
Compliance, Risk & Ethics
DORA, AML/KYC frameworks, regulatory reporting, risk management: our consultants help risk and compliance functions translate regulations into operational, industrialized and auditable frameworks.
Challenges & context
Anticipating regulation rather than reacting to it
DORA, the new European AML framework, the AI Act, ESG requirements: regulations are emerging at a rapid pace. Each must be interpreted, translated into operational requirements, and then integrated into existing processes and systems.
The challenge is not only to be compliant by a given date, but to remain compliant. This means building frameworks capable of anticipating risks, ensuring their traceability, and evolving with regulations, while maintaining high ethical standards.
01 — Keeping pace with an evolving framework
Identify and interpret regulatory developments to quickly assess their business, organizational and technological impacts.
02 — Industrializing compliance
Transform controls, data collection and reporting into reliable, traceable and increasingly automated processes.
03 — Managing risks
Consolidate information and indicators to detect, assess and address risks before they materialize.
Specializations
Our areas of expertise
Risk management & remediation
Risk identification, assessment and monitoring, control design, and development of tailored remediation plans.
Regulatory monitoring & compliance
Analysis of regulatory developments and support in translating them into business, process and system requirements.
AML / KYC
Optimization and digitalization of KYC processes, sanctions screening, transaction monitoring and remediation of client files, in line with the expectations of supervisors (CSSF, ACPR, BNB).
RegTech & automation
Selection and integration of RegTech solutions to industrialize controls and enhance the effectiveness of compliance frameworks.
GDPR compliance & data protection
Records of processing activities, impact assessments, and integration of data protection into processes and control frameworks.
Regulatory reporting
Creation, enhancement and automation of reports for regulatory authorities (COREP, FINREP, AnaCredit, CRS/FATCA) and control functions.
A compliance or risk management project? Let's talk.
Whether on a fixed-price basis, as an extension of your teams, or over the long term as part of your transformation programs: let's discuss your situation.